investment adviser СУЩ.
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While there, he practiced in the area of securities law, concentrating in registered investment adviser and broker-dealer registration and compliance matters as well as broker transition and practice management issues.
en.wikipedia.org Generally, this law defines an investment adviser as someone who, for pay, is in the business of advising others on investing in stocks, bonds, and other securities.
en.wikipedia.org Registration under the act does not constitute an endorsement of the investment adviser nor can the person or firm advertise as such.
en.wikipedia.org Investment adviser is a broad legal term that encompasses a wide range of businesses.
en.wikipedia.org As a fiduciary, an investment adviser has an affirmative duty of care, loyalty, honesty, and good faith to act in the best interests of its clients.
en.wikipedia.org